CCW、Firstrade、Firstradeoption。bidask、。、、Interactive brokers、Interactive brokers。、、、2。

Interactive brokers、web。PDF、。Firstrade、5，6、、Firstrade。、1。

Interactive brokers、PDF。、。OK、PDF。、1。2、Interactive brokers（）、web、1。、。、「（）」。。。

FirstradeInteractive brokers。web。、。web、。optionshort position、。short positionoption、（）exercise。、short positionoption、。、、stock, option(short position), mutual fund, cash。、「all」、。

2、

Please be advised that we have received an outgoing account transfer request from Interactive Brokers.

Please note that your account trading privileges have been suspended in order to expedite and reduce any delays during this transfer process. Any open DAY or GTC orders that may affect the transfer of these securities will be canceled.

We sincerely hope that we still can serve you with your needs of online brokerage services.

Please give us a call or reply this email to confirm this transfer out request. We also appreciate if you could tell us the reason for leaving.

If you have any questions regarding assets transfer, please also feel free to contact us.

Once again, thank you for giving us the opportunity to provide our services to you as a valued customer of Firstrade Securities.

。「」、

May we also ask the reason for transfer.

。、。、

Account transfer out in progress

。、、

Dear IB Customer,

Your recent Funds & Banking request #9160005 for account XXXXXX has been rejected for the following reason:

Submitted to NSCC Rejected by IB: IB COULD NOT ACCEPT: TFS CAP INVT TR SMALL CAP FD, CATALYST FDS VALUE FD CL A

Third party broker or bank:

Firstrade Securities Inc.

。「、IB」、web。

Partial account transfer out in progress

。、

Dear IB Customer,

Your recent Funds & Banking request #9183129 for account XXXXXX has been rejected for the following reason:

Submitted to NSCC Rejected by Your Transferring Broker: Contra broker did not send all assets as requested. DOCUMENTATION_NEEDED (Additional documents needed): Please re-submit with the correct information.

Third party broker or bank:

Firstrade Securities Inc.

。 DOCUMENTATION_NEEDED、Firstrade、、short positionoption。、、。、optionstock。

、、

Dear Trader,

Our Clearing Department has noted that your transfer request from Firstrade Securities has been rejected due to the following reason...

- Branch Approval Required

Contact Firstrade directly to obtain their approval. Once you have, you may login to Account Management - Funds Management - Position Transfers - ACATS - US Broker Transfer to resubmit your request.

If you need assistance, feel free to contact our Funds and Banking Department at 877-442-2757 Opt. 3 and refer to the ticket number noted above.

Regards,

Interactive Brokers Customer Service

、。、Firstrade、、。

Partial account transfer out in progress

、、

Dear IB Customer,

Your recent Funds & Banking request #9287111 for account XXXXXX has been rejected for the following reason:

Submitted to NSCC Rejected by Your Transferring Broker: Contra broker did not send all assets as requested. SS_TAX_ID_MISMATCH (Tax id does not correspond to carrying organization's): Please re-submit with the correct information.

Third party broker or bank:

Firstrade Securities Inc.

The latest status of all your deposit, withdrawal, and transfer requests can be found by logging into Account Management from the top right corner of the Interactive Brokers' website. Select Funds Management, then select Transaction History . If you have further questions, please contact Customer Service.

Sincerely,

Interactive Brokers LLC

。、！！IBTAX ID。000-000000...、（？）。

、。。

、。、、。

、、、、。

Interactive brokers、TWS「」、。、。